Legal advice

SIMOPOULOU Legal & Compliance provides you Legal advice and work in order to make businesses safely succeed. We advise on regulatory legal matters in the financial sector and effectively manage due diligence, licensing requirements across jurisdictions for international and cross-border issues.

With close interaction with the competent authorities and regulatory bodies we effectively deal with your legal matters in licensing, passporting and ongoing regulatory obligations.

Compliance

Further to our advisory model, we have a strong expertise in Compliance. We may support you and your legal, compliance and internal audit departments in building effective governance structures, establishing robust compliance frameworks and audit matrices, strengthening internal controls aligned with regulatory expectations and supervisory best practices.

Outsourcing

Alternatively, clients may choose to outsource the design and implementation of their compliance function to us. In this capacity, we establish the compliance framework and design the implementation of policies, procedures, controls and monitoring activities in order to ensure compliance, enhanced risk oversight and sustainable governance structures.

We are experienced in managing complex legal and compliance challenges, with a proven record of efficient execution. While our core expertise lies in banking and financial compliance, we also undertake compliance mandates in other regulated sectors, including pharmaceuticals, designing robust and sector appropriate compliance frameworks.

SIMOPOULOU Legal & Compliance has long experience in financial regulation and compliance in order to ensure and its clients benefit from both local presence and international insight.